Must look into these 4 areas first:

1. Relevant Rules & regulations enforced during that material period.

2. Governance during that material period.

3. Who was/were vested with the authorities to conduct the trading?

4. National interest or pecuniary advantage?

Based on the above, the possibilities are as under:

1. Recommend criminal investigation

2. Recommend tighter housekeeping & internal surveillance.

3. NFA

It looks like it would be no. 2 + NFA or its equivalence.


28 June 2017.

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